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Description

Job Summary

Operating under professional guidance, this role utilizes knowledge and skills obtained through education and experience practices to develop, implement, execute, and administer operational audits as well as developing risk profiles in a variety of functional areas. This role collaborates across the Internal Audit department for comprehensive coverage across various subsidiaries, technology, and enterprise audit processes. This role operates with the support of the SVP and VP of the Canada, Finance, Risk and SOX (CFRS) IA Team and requires an awareness of industry and regulatory trends impacting the associated risks.

Essential Duties and Responsibilities

• Manage the day-to-day audit engagements from the planning stages through the reporting stages.

• Produce quality deliverables in accordance with both department and professional standards.

• Execute testing as an individual contributor while also managing audit teams.

• Attract, develop, and retain talent within the Audit organization.

• Establish strong relationships with senior leaders including executive management, and related control groups.

• Use excellent communication skills to influence a wide range of internal audiences including respective product, function, or executive management partners.

• Finalize audit findings and provide an overall opinion on the control environment. Communicate audit findings to management and identify opportunities for improvement in the design and effectiveness of key controls.

• Implement and execute an effective program of continuous monitoring for assigned areas, including monitoring of key metrics to identify control issues and adverse trends.

• Stay up to date with evolving industry and regulatory changes impacting the business.

• Performs other duties and responsibilities as assigned.

Qualifications

Knowledge, Skills, and Abilities

Knowledge of

• Audit practices and methodologies, including risk assessment internal control concepts.

• Advanced investment concepts, practices and procedures used in the securities industry.

• Principles of banking and finance and securities industry operations.

• Financial markets and products.

• Financial institution risk management concepts, particularly as it pertains to model risk, liquidity / interest rate risk, enterprise risk, supplier risk, business continuity, and operational risk.

• Familiarity with regulatory expectations for Canadian financial institutions including CIRO and OSFI would be a plus.

Skill in

• Project management, including executing audit planning, fieldwork, and reporting (this includes crafting quality deliverables).

• Managing audit teams while developing talent.

• Interacting with and influencing senior leadership, including executive management.

• Managing against deadlines associated with an annual audit plan.

• Written and verbal communication.

Ability to

• Make sound decisions and exhibit initiative and intuitive thinking. Recognized as a role model.

• Demonstrate enthusiasm, self-motivation, and effectiveness under pressure and willingness to take personal risk and accountability.

• Multitask as well as assess and change priorities.

• Work well individually and in teams to share information, support colleagues, and encourage participation.

Educational/Previous Experience Requirements

Education/Previous Experience

• Bachelor’s Degree in Business Administration, Economics, Finance, Accounting or a related field and a minimum of five (5) years of experience in the financial services industry.

• OR

• Any equivalent combination of experience, education, and/or training approved by Human Resources.

Licenses/Certifications

• CIA, CRMA, or CPA Certification(s) preferred.

Travel

Travel Required: Minimum travel (less than 10%) may be required for select subsidiary audit coverage.

Job: Auditing

Primary Location: US-FL-St. Petersburg-Saint Petersburg

Organization RJF Corporate

Schedule Full-time

Job Shift Day Job

Travel Yes, 5 % of the Time

Req ID: 2403763